We are looking for a Vice President to support our Trade and Transaction Reporting team within our Regulatory Consulting practice. We provide comprehensive support for our clients including performing quality assurance reviews and remediation projects across a range of investment firms such as investment banks, asset managers, wealth management firms, inter-dealer brokers and spread betting firms. Come aboard and become a key player in supporting our clients!
RESPONSIBILITIES:
- Providing regulatory reporting support with MiFIR, EMIR Refit, SFTR, ASIC, MAS and HKMA.
- Performing trade and transaction reporting projects and review work.
- Building, managing and maintaining client relationships.
- Drafting targeted documentation for clients (manuals and procedures, templates, etc).
- Preparing and delivering regulatory reporting training sessions both internally and for clients.
- Preparing pitch documents and proposals for potential work.
- Liaising with industry bodies, regulators and vendors.
- Preparing articles and other publications for distribution both internally and externally.
- Networking and business development.
- Willing to work on other projects as required.
REQUIREMENTS:
- 2-5 years’ experience either within the FCA, Buy-side or Sell-side firm, Exchange/MTF, or a professional services firm.
- Proven experience in the understanding and interpretation of MiFIR and EMIR within the investment banking / investment management industry and the implementation of solutions to address regulatory requirements.
- Knowledge of the FCA Handbook and key areas of regulatory change such as MiFID II and EMIR Refit.
- Client-facing, solutions focused, individual.
- Team player with the ability to use own initiative and provide prompt practical services to clients.
- Clear, logical thought process, able to arrive at and make decisions and articulate these clearly.
- Exceptional oral and written communication skills and presentational expertise.
- CISI qualifications (Preferred).
ABOUT KROLL:
Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity, and recruits people based on merit.
In order to be considered for a position, you must formally apply via careers.kroll.com
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