Analyst, Compliance Consulting
Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As an Analyst you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business.
Day-to-day responsibilities:
- Responsible for managing a portfolio of alternative investment client relationships to ensure they comply with their regulatory requirements
- Drafting compliance manuals and other compliance documentation for clients
- Establishing and maintaining the compliance infrastructure for clients
- Undertaking periodic compliance monitoring reviews at client premises
- Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC
- Execute audit procedures to assess, design and operating effectiveness of internal controls
- Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
- Drafting and/or reviewing regulatory reports and returns
Essential traits:
- Minimum of 2-3 years of experience with an exposure to compliance and alternative asset management industry
- Detailed understanding of MAS rules, regulations and guidelines for Capital Market Services License holder especially Fund Management Companies
- Good understanding of the financial services industry in particular the alternative asset management
- Time management and ability to work under pressure
- Financial Services or Asset and Wealth Management audit background would be useful
About Kroll
Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity, and recruits people based on merit.
In order to be considered for a position, you must formally apply via careers.kroll.com.
