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Senior Associate (Internal Auditor), Regulatory Consulting

Luxembourg, Luxembourg

Success Profile

What makes a successful Compliance and Regulatory Consulting employee at Kroll? Check out the traits we’re looking for and see if you have the right mix.

  • Analytical
  • Detail-oriented
  • Insightful
  • Problem-solver
  • Relationship expertise
  • Deadline oriented

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  • Analyst leads to Senior Associate
  • Senior Associate leads to Vice President
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Employee Testimonials

Simon Appleton
I enjoy working here for many reasons, including the variety of interesting projects we undertake, good communication channels to and from senior management, feeling empowered to help shape the direction of the team strategically and feeling supported by team members who instinctively help each other.

Simon Appleton

Director, Regulatory Consulting, London
Tammy Li
Working at Kroll has the best of everything. You get to work on a diverse portfolio of clients from top tier investment banks to small boutique hedge funds. While Kroll continues to thrive and grow as a global firm, we still manage to retain a strong sense of family and closeness, and the people at Duff & Phelps are truly and genuinely great people to work with.

Tammy Li

Director, Regulatory Consulting, London


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Job ID 20000916 Luxembourg, Luxembourg Apply now

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business.

We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel. 


We are looking for a Senior Associate – Internal Audit to join our fast-growing, dynamic and entrepreneurial 3rd party Management Company (UCITS/AIFM) based in Luxembourg. We are looking for someone with proven internal audit skills working on Luxembourg third party Management Company/AIFM, who is empathetic, collaborative and results driven. This role would suit an agile and dynamic leader with excellent communication and listening skills


At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll. 

  • Your responsibilities will be to perform regular, focused financial or operational audits outlined in the annual audit plan to identify, resolve or recommend solutions to control issues;
  • Performance of Audits (sampling, testing, assessing compliance with regulatory requirements and internal policies and assessing whether market best practices are carried out)
  • You will perform regular review of various internal policies, procedures and check compliance with relevant rules and regulations
  • Perform internal checks and make sure activities, operations, reports are compliant detect gaps and suggest improvements and mitigation plans
  • Centralize annual internal audit test and liaise with the external auditing entity and be the central point of contact
  • Review and own the compliance charter, audit testing plans, internal audit work stream
  • Work alongside the Managing Director, conducting officers and compliance team to conduct thorough analysis on detected issues and assess the risks;
  • Prepare documentation, reports on findings and recommend changes to improve effectiveness or efficiency of controls;
  • Serve as a resource on process redesign projects and initiatives to ensure that effective controls are developed and documented;
  • Outline the process gaps, risk assessment and control implications of business process changes in order to comply with established policies and procedures;
  • Work with functional/business users to finalize and test controls;
  • Coordinate with external auditors on the annual audit process;
  • Assist with objective definition and design of test plans.
  • University degree in finance or economics or relevant business experience
  • Between 3 - 5 years’ Internal Audit experience, ideally gained from a Big 4 or top tier professional consulting firm
  • Demonstrable experience auditing third party Management Company/AIFM
  • You have in depth knowledge of AIFMD, UCITS, CSSF 18/698, AML/CTF and other relevant rules and regulations
  • Good command of Excel, Word and excellent PowerPoint
  • Solution-driven and results-oriented, problem solving attitude, constructive Client oriented mindset
  • Ability to manage multiple projects on various time scales, strong follow-up and client servicing qualities
  • Curiosity and eagerness to learn
  • Fluency in English + French and/or German
  • Excellent written and verbal communication skills that help represent diverse communities
  • Experience working with diverse teams 


In order to be considered for a position, you must formally apply via

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

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