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Vice President, Regulatory Consulting

Job ID 21006201 London, United Kingdom

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.

Kroll Regulatory consulting team helps firms deliver on a wide range of engagements including financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

RESPONSIBILITIES:

  • Undertake reviews following a risk-based approach, identifying control failings and operational weaknesses across a range of firms
  • Provide on the job and ad hoc advice and support to clients
  • Draft reports for firms and international regulators
  • Collate and manipulate data, visualising trends and patterns in performance.
  • Prepare and deliver training sessions both internally and for clients
  • Prepare pitch documents and proposals for potential work
  • Prepare articles and other publications for distribution both internally and externally
  • Provide on the job support to junior colleagues
  • Deliver on a wide range of engagements, including working in the following areas:
  • Financial crime advisory, including AML and/or sanctions
  • Experience conducting s.166 / Skilled Persons Reviews
  • KYC remediation
  • Transaction monitoring review and analysis
  • Regulatory due diligence

REQUIREMENTS:

  • We are looking for someone who is passionate, focused, collaborative and entrepreneurial. This role would suit a team player with the ability to use their own  initiative and provide prompt practical services to clients
  • 6-10 years’ consulting experience reviewing and building financial crime framework at banks, asset managers, trust and corporate service providers, fund administrators etc.  
  • Previous experience working for regulators in the UK/Channel Islands would be beneficial
  • Technical knowledge in the space of AML and/or sanctions
  • Experience conducting s.166 / Skilled Persons Reviews
  • Good understanding of financial crime risks and due diligence requirements and experience in the KYC remediation
  • Background in financial services and an interest in / awareness of current issues facing the industry
  • Exceptional oral and written communication skills and presentational expertise
  • Comfortable and effective working with wide groups of stakeholders, from C-suite to functional heads to operational staff, developing strong stakeholder relationships
  • Client facing, solutions focused, individual
  • Experienced in Microsoft office, specifically PowerPoint, Word and Excel
  • Minimum 2.1 degree from a top 30 ranked university in a related degree such as economics, business studies, maths etc.

In order to be considered for a position, you must formally apply via careers.Kroll.com

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

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