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Senior Associate, Regulatory Consulting

Job ID 21005824 London, United Kingdom

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel. 

Our Regulatory consulting team helps firms deliver on a wide range of engagements including financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll


RESPONSIBILITIES:

As a Senior Associate within an expanding team, you will gain exposure to exciting projects. In addition, your career and development opportunities are unparalleled with exposure to clients from day one. Being part of a specialist group, but within a truly global firm, means your personal impact will be instant and supported by an ambitious full service professional services firm.

As a Senior Associate you will work to:

  • Undertake reviews following a risk-based approach, identifying control failings and operational weaknesses across a range of firms
  • Provide on the job and ad hoc advice and support to clients
  • Manage and maintain client relationships
  • Draft reports for firms and international regulators
  • Collate and manipulate data, visualising trends and patterns in performance.
  • Prepare and deliver training sessions both internally and for clients
  • Prepare pitch documents and proposals for potential work
  • Prepare articles and other publications for distribution both internally and externally
  • Deliver on a wide range of engagements, including working in the following areas:
  •  S166
  • AML/Financial Crime
  • Compliance Risk
  • Retail Conduct
  • Due Diligence
  • Governance/SYSC
  • Regulatory readiness
  • Market regulation
  • Conduct of business
  • MiFID II
  • MAR

REQUIREMENTS:

  • We are looking for someone who is passionate, focused, collaborative and entrepreneurial. This role would suit a team player with the ability to use their own initiative and provide prompt practical services to clients.
  • Minimum 4 years’ experience experience in regulation or compliance (for example gained within Consulting, Asset Management, Banking, Brokers, Investment Banks and the Regulator)
  • Background in financial services and an interest in / awareness of current issues facing the industry
  • Exceptional oral and written communication skills and presentational expertise
  • Comfortable and effective working with wide groups of stakeholders, from C-suite to functional heads to operational staff, developing strong stakeholder relationships
  • Client facing, solutions focused, individual
  • Experienced in Microsoft office, specifically PowerPoint, Word and Excel
  • CISI qualifications would be desirable
  • Strong academic background

In order to be considered for a position, you must formally apply via careers.kroll.com. 

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

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