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Senior Associate, Regulatory Consulting

London, United Kingdom

Success Profile

What makes a successful Compliance and Regulatory Consulting employee at Kroll? Check out the traits we’re looking for and see if you have the right mix.

  • Analytical
  • Detail-oriented
  • Insightful
  • Problem-solver
  • Relationship expertise
  • Deadline oriented

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Career Path

Kroll offers many career paths to support your immediate and future success.

  • Analyst leads to Senior Associate
  • Senior Associate leads to Vice President
  • Vice President leads to Director
  • Director leads to Managing Director
  • Managing Director ends this path

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Employee Testimonials

Simon Appleton
I enjoy working here for many reasons, including the variety of interesting projects we undertake, good communication channels to and from senior management, feeling empowered to help shape the direction of the team strategically and feeling supported by team members who instinctively help each other.

Simon Appleton

Director, Regulatory Consulting, London
Tammy Li
Working at Kroll has the best of everything. You get to work on a diverse portfolio of clients from top tier investment banks to small boutique hedge funds. While Kroll continues to thrive and grow as a global firm, we still manage to retain a strong sense of family and closeness, and the people at Duff & Phelps are truly and genuinely great people to work with.

Tammy Li

Director, Regulatory Consulting, London

Benefits

  • Professional Development

    Ongoing training and development opportunities at all levels of the firm through programs such as Kroll University, The Promote Program and Network of Women.

  • Global Presence

    As a global firm, our benefits vary by country.

  • Amenities

    Our offices around the globe offer easy access to public transportation, dining, shopping, gyms and many other convenient options.

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Description

Job ID 21003152 London, United Kingdom Apply now

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.

Kroll’ Regulatory consulting team helps firms deliver on a wide range of engagements including financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll. 

RESPONSIBILITIES:

  • Assisting on MiFIR projects and review work
  • Providing ad hoc MiFIR regulatory advice and solutions
  • Drafting targeted documentation for clients (manuals and procedures, templates etc)
  • Preparing and delivering MiFIR training sessions both internally and for clients
  • Preparing pitch documents and proposals for potential work
  • Preparing articles and other publications for distribution both internally and externally
  • Deliver on client engagements, in the following areas:
  • MiFIR,
  • EMIR
  • SFTR Reporting

REQUIREMENTS

  • Experience either within the UK FCA, an Investment Bank, Exchange/MTF/ARM or a professional services firm.
  • Experience in the understanding and interpretation of MiFIR within the investment banking / investment management industry and the implementation of solutions to address regulatory requirements
  • Some knowledge of the FCA Handbook and key areas of regulatory change such as MiFID II / EMIR / SFTR.
  • Client facing, solutions focused, individual
  • Team player with the ability to use own initiative and provide prompt practical services to clients
  • Clear, logical thought process, able to arrive at and make decisions and articulate these clearly. 
  • Good oral and written communication skills
  • Minimum 2.1 degree in a related degree such as economics, business studies, maths etc or equivalent professional qualification
  • CISI qualifications preferred

In order to be considered for a position, you must formally apply via careers.Kroll.com

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

Apply now

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