Closely coordinate with the Financial Services Compliance & Regulation - US Compliance Consulting practice to manage and perform ongoing SEC compliance support services allocated to the individual on behalf of its clients (primarily hedge funds and private equity funds) Assist in managing and monitoring various personal trading platforms on behalf of FSCR-CC clients. Proactively monitor and report on potential electronic communication compliance violations on various archival platforms Work closely with external vendors to troubleshoot and escalate critical systems issues. Actively monitor and report on potential electronic communication compliance violations Stay abreast of SEC guidance regarding regulatory changes and guidance regarding electronic communications and surveillance systems. Experience in advising hedge funds and private equity funds is a plus. Requirements: Bachelor’s or master’s degree in commerce, Accounting, Law, Business Administration or Management (with a concentration in Accounting, Law, Economics or Finance) from an accredited university or college Ability to work on own initiative and as part of a team. Client facing, solutions focused skills and passionate to work extensively on data management. Clear, logical thought processes, ability to make decisions and articulate these clearly. Strong English oral and written communication skills Time management skills and ability to work within deadlines. Solution-driven and problem-solving attitude Legal or audit background would be useful.
