Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

RESPONSIBILITIES:

• Provide day-to-day support in the development, implementation and maintenance of compliance programs for a portfolio of registered investment advisers, including but not limited to:

• Development and implementation of compliance policies and procedures - ensure compliance policies and procedures are effectively communicated to client, in accordance with the Firm’s regulatory requirements

• Opportunity to develop MAS and other global regulatory knowledge and experience

• Drafting compliance manuals and other compliance documentation for clients

• Establishing and maintaining the compliance infrastructure for clients

• Undertaking periodic compliance monitoring reviews at client premises

• Writing compliance monitoring reports

• Managing regulatory reporting schedules

• Drafting and/or reviewing regulatory reports and returns

• Providing ad hoc regulatory advice and solutions

• Updating clients on regulatory change

• Assisting Kroll in updating compliance material to take account of Rule changes

• Client training opportunities

• Networking with industry professionals

REQUIREMENTS:

• Bachelor’s Degree required

• Excellent written and verbal communication skills that help represent diverse communities

• Experience working with diverse teams

• Minimum 5+ years of experience with an exposure to compliance and alternative asset management industry

• Proven experience in a compliance role, for example within an MAS regulated firm or a compliance consultancy practice

• Detailed understanding of MAS rules and regulations

• Good understanding of the financial services industry in particular the alternative asset management

• Client facing, solutions focused skills

• Driven, displays leadership skills, influences others as well as collaborative problem solver;

• Clear, logical thought processes, ability to make decisions and articulate these clearly

• Legal or audit background would be useful

In order to be considered for a position at Kroll, you must formally apply via careers.Kroll.jobs

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

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