Our Financial Services Compliance and Regulation (FSCR) practice help firms to build, manage and protect their business in an ever-changing regulatory environment. Our multi-disciplinary team assists with and advises on the design, development, implementation and remediation of regulatory compliance, governance and risk programs. We also provide global registration/authorisation assistance, regulatory advice, investigations and regulators’ and commission reviews, M&A regulatory and operational due diligence, risk management, compliance secondments and a regulatory host to allow start-ups to achieve rapid launch whilst maintaining compliance. We focus on a range of matters including financial crime, compliance risk management, prudential matters, compliance monitoring and regulatory reporting. Projects can be large one-off engagements or ongoing retained services.
As an Analyst in our FSCR practice, you will develop a detailed knowledge of both UK and US regulatory requirements and gain exposure a wide range of financial services firms. Come aboard and become a key player in supporting our clients!
Navigating Responsibilities:
Participate in a range of regulatory projects which may include financial crime/AML advisory projects, compliance, risk management and governance reviews, skilled person reviews, regulatory due diligence reviews and more
Support our retained clients through compliance monitoring visits, creating client reports and advising firms how regulations apply to and impact their business
Assisting in the submission of regulatory applications to the FCA, SEC and CFTC
Onboarding clients to our regulatory hosting business through review of their business models and undertaking background checks
Conduct research and draft advice on UK and other applicable regulations
Support with management of day-to-day client relationships and project management activities
Training in regulations applicable to the UK regulatory environment, and more globally when required
Developing and tailoring compliance manuals and other compliance documentation for clients
Establishing clients’ compliance infrastructure
Potential for secondments and project work with clients
Managing internal regulatory reporting schedules
Attendance at internal and external seminars, developing you networking skills
The Ideal Candidate:
Minimum 2.1 degree from a top university, ideally in a related degree such as economics, business studies, law etc.
A clear and demonstrable interest in/awareness of current issues facing the financial services industry
Strong oral and written communication skills with experience presenting
Collaborative and cooperative working style with the ability to work within a range of team sizes
Enthusiasm, drive and flexibility
Ability to prioritise and juggle conflicting tasks successfully, responding positively to pressure
Strong, diligent work ethic and attention to detail and judgement focused decision making
Intellectually rigorous and curious with a demonstrated growth mindset
A customer-focused mindset, willing to understand and deliver on client needs
About Kroll
Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity, and recruits people based on merit.
In order to be considered for a position, you must formally apply via careers.kroll.com
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